Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-18 · accession 0001209191-21-052715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-20 | 2021-08-18 | RELL | Ben Robert J | CFO, CAO, Corp. Sec | M - OptEx | $6.22 | +6,000 | 47.2K | +15% | +$37.4K |
| D | 2021-08-20 | 2021-08-18 | RELL | Ben Robert J | CFO, CAO, Corp. Sec | S - Sale+OE | $7.79 | -6,000 | 42.7K | -12% | -$46.7K |
| DM | 2021-08-20 | 2021-08-18 | RELL | Ben Robert J | CFO, CAO, Corp. Sec | M - OptEx | $0.00 | -6,000 | 6,000 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-18 | M | A | 1,500 | $5.61 | 48,662 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-18 | M | A | 1,500 | $5.49 | 44,162 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-18 | M | A | 3,000 | $6.90 | 47,162 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-18 | S | D | 6,000 | $7.79 | 42,662 | D | — | — | (F1) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.74 to $7.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-18 | M | D | 1,500 | $0.00 | 0 | D | $5.49 · — to 2025-08-17 | 1,500 Common Stock | (F2) Option vests 20% per year, beginning 8/17/2016 |
| 6 | Derivative | Employee Stock Option (Right to Buy | 2021-08-18 | M | D | 3,000 | $0.00 | 9,000 | D | $6.90 · — to 2026-10-03 | 3,000 Common Stock | (F3) Option vests 20% per year, beginning 10/03/2017 |
| 7 | Derivative | Employee Stock Option (Right to Buy | 2021-08-18 | M | D | 1,500 | $0.00 | 6,000 | D | $5.61 · — to 2029-07-22 | 1,500 Common Stock | (F4) Option vests 20% per year, beginning 7/22/2020 |