Form 4 for FISV Fiserv
Accepted 2021-08-23 00:00:00 ET · period of report 2021-08-19 · accession 0001209191-21-052959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-08-23 | 2021-05-12 | FISV | Chiarello Guy | COO | G - Gift | $0.00 | 0 | 37.4K | New | $0 |
| DM | 2021-08-23 | 2021-08-19+ | FISV | Chiarello Guy | COO | M - OptEx | $36.54 | +60.0K | 217.4K | +38% | +$2.19M |
| DM | 2021-08-23 | 2021-08-19+ | FISV | Chiarello Guy | COO | S - Sale+OE | $117.69 | -60.0K | 197.4K | -23% | -$7.06M |
| DM | 2021-08-23 | 2021-08-19+ | FISV | Chiarello Guy | COO | M - OptEx | $0.00 | -60.0K | 249.3K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-05-12 | G | D | 37,381 | $0.00 | 0 | I By Spouse | — | — | |
| 2 | Common | Common Stock | 2021-05-12 | G | A | 37,381 | $0.00 | 37,381 | I By Trust | — | — | (F1) Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee. |
| 3 | Common | Common Stock | 2021-08-19 | M | A | 40,000 | $36.54 | 237,375 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-19 | S | D | 40,000 | $117.71 | 197,375 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-08-23 | M | A | 20,000 | $36.54 | 217,375 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-23 | S | D | 20,000 | $117.64 | 197,375 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-19 | M | D | 40,000 | $0.00 | 269,292 | D | $36.54 · 2014-07-11 to 2023-07-11 | 40,000 Common Stock | (F5) This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-08-23 | M | D | 20,000 | $0.00 | 249,292 | D | $36.54 · 2014-07-11 to 2023-07-11 | 20,000 Common Stock | (F5) This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. |