Form 4 for MKTX MARKETAXESS HOLDINGS INC
Accepted 2021-08-23 00:00:00 ET · period of report 2021-08-19 · accession 0001209191-21-052967 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-23 | 2021-08-19+ | MKTX | McPherson Kevin M | Gbl Head of Sales | S - Sale+OE | $475.90 | -5,399 | 71.1K | -7% | -$2.57M |
| DM | 2021-08-23 | 2021-08-19+ | MKTX | McPherson Kevin M | Gbl Head of Sales | M - OptEx | $103.30 | +5,399 | 71.6K | +8% | +$557.7K |
| DM | 2021-08-23 | 2021-08-19+ | MKTX | McPherson Kevin M | Gbl Head of Sales | M - OptEx | $0.00 | -5,399 | 5,800 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.003 per share | 2021-08-20 | S | D | 403 | $478.24 | 71,735 | D | — | — | (F3) The transactions were executed in multiple trades at prices ranging from $478.00 to $478.84. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| 2 | Common | Common Stock, par value $0.003 per share | 2021-08-20 | S | D | 1 | $475.86 | 72,138 | D | — | — | |
| 3 | Common | Common Stock, par value $0.003 per share | 2021-08-20 | S | D | 3,813 | $475.22 | 72,139 | D | — | — | (F2) The transactions were executed in multiple trades at prices ranging from $474.78 to $475.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| 4 | Common | Common Stock, par value $0.003 per share | 2021-08-20 | M | A | 4,864 | $103.30 | 75,952 | D | — | — | |
| 5 | Common | Common Stock, par value $0.003 per share | 2021-08-19 | M | A | 535 | $103.30 | 71,623 | D | — | — | |
| 6 | Common | Common Stock, par value $0.003 per share | 2021-08-20 | S | D | 647 | $480.04 | 71,088 | D | — | — | (F4) The transactions were executed in multiple trades at prices ranging from $479.71 to $480.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| 7 | Common | Common Stock, par value $0.003 per share | 2021-08-19 | S | D | 535 | $474.02 | 71,088 | D | — | — | (F1) The transactions were executed in multiple trades at prices ranging from $474.00 to $474.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| 8 | Derivative | Stock Option (right to buy) | 2021-08-20 | M | D | 4,864 | $0.00 | 936 | D | $103.30 · — to 2022-01-31 | 4,864 Common Stock | (F5) The stock options were fully exercisable. |
| 9 | Derivative | Stock Option (right to buy) | 2021-08-19 | M | D | 535 | $0.00 | 5,800 | D | $103.30 · — to 2022-01-31 | 535 Common Stock | (F5) The stock options were fully exercisable. |