Form 4 for BATL BATTALION OIL CORP
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-21 · accession 0001209191-21-053160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-21 | BATL | Andrews Richard Kevin | EVP, CFO, Treas | M - OptEx | $0.00 | +6,641 | 6,641 | New | $0 |
| D | 2021-08-24 | 2021-08-21 | BATL | Andrews Richard Kevin | EVP, CFO, Treas | F - Tax | $11.75 | -1,617 | 5,024 | -24% | -$19.0K |
| D | 2021-08-24 | 2021-08-21 | BATL | Andrews Richard Kevin | EVP, CFO, Treas | M - OptEx | $0.00 | -6,641 | 19.9K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-21 | M | A | 6,641 | $0.00 | 6,641 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-21 | F | D | 1,617 | $11.75 | 5,024 | D | — | — | (F1) Shares withheld for taxes owed upon vesting of RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2021-08-21 | M | D | 6,641 | $0.00 | 19,923 | D | — · — to — | 6,641 Common Stock | (F2) The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. |