Form 4 for KOSS KOSS CORP
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001209191-21-053532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-26 | 2021-08-24 | KOSS | Smith David Donnan | CFO | S - Sale+OE | $17.64 | -110.0K | 0 | -100% | -$1.94M |
| DM | 2021-08-26 | 2021-08-24 | KOSS | Smith David Donnan | CFO | M - OptEx | $2.60 | +110.0K | 20.0K | New | +$285.8K |
| DM | 2021-08-26 | 2021-08-24 | KOSS | Smith David Donnan | CFO | M - OptEx | $0.00 | -110.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-24 | S | D | 110,000 | $17.64 | 0 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-08-24 | M | A | 10,000 | $1.73 | 110,000 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-24 | M | A | 10,000 | $2.20 | 100,000 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-24 | M | A | 22,000 | $2.57 | 90,000 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-24 | M | A | 48,000 | $3.00 | 68,000 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-24 | M | A | 10,000 | $1.97 | 10,000 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-24 | M | A | 10,000 | $2.63 | 20,000 | D | — | — | |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 10,000 | $0.00 | 30,000 | D | $2.63 · — to 2028-10-10 | 10,000 Common Stock | (F3) This option vests in five equal annual installments beginning on October 10, 2019. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 48,000 | $0.00 | 0 | D | $3.00 · — to 2024-07-23 | 48,000 Common Stock | (F4) This option vested in five equal annual installments beginning on July 23, 2015. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 10,000 | $0.00 | 30,000 | D | $1.97 · — to 2029-07-24 | 10,000 Common Stock | (F2) This option vests in five equal annual installments beginning on July 24, 2020. |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 10,000 | $0.00 | 40,000 | D | $1.73 · — to 2030-07-22 | 10,000 Common Stock | (F7) This option vests in five equal annual installments beginning on July 22, 2021. |
| 12 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 10,000 | $0.00 | 0 | D | $2.20 · — to 2026-07-27 | 10,000 Common Stock | (F6) This option vested in five equal annual installments beginning on July 27, 2017. |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-08-24 | M | D | 22,000 | $0.00 | 0 | D | $2.57 · — to 2025-07-29 | 22,000 Common Stock | (F5) This option vested in five equal annual installments beginning on July 29, 2016. |