Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001209191-21-053620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-27 | 2021-08-25 | ASPN | Conte Kelley | VP, Human Resources | M - OptEx | $3.99 | +36.7K | 98.8K | +59% | +$146.5K |
| DM | 2021-08-27 | 2021-08-25 | ASPN | Conte Kelley | VP, Human Resources | S - Sale+OE | $42.75 | -36.7K | 64.2K | -36% | -$1.57M |
| D | 2021-08-27 | 2021-08-25 | ASPN | Conte Kelley | VP, Human Resources | M - OptEx | $0.00 | -36.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 36,717 | $3.99 | 98,814 | D | — | — | (F1) Represents 80,210 shares of Common Stock and 18,604 Restricted Stock Units. |
| 2 | Common | Common Stock | 2021-08-25 | S | D | 2,137 | $43.55 | 62,097 | D | — | — | (F4) Average price with actual price ranging from $43.35 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate pric (F5) Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units. |
| 3 | Common | Common Stock | 2021-08-25 | S | D | 34,580 | $42.70 | 64,234 | D | — | — | (F2) Average price with actual price ranging from $42.34 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. (F3) Represents 45,630 shares of Common Stock and 18,604 Restricted Stock Units. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-08-25 | M | D | 36,717 | $0.00 | 0 | D | $3.99 · — to 2026-03-01 | 36,717 Common Stock | (F6) The option is fully vested and exercisable. |