Form 4 for STE Steris
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-26 · accession 0001209191-21-053628 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-27 | 2021-08-26 | STE | Tamaro Renato | VP, Corp. Treas | S - Sale+OE | $213.63 | -1,449 | 5,372 | -21% | -$309.5K |
| DM | 2021-08-27 | 2021-08-26 | STE | Tamaro Renato | VP, Corp. Treas | M - OptEx | $101.95 | +1,449 | 5,521 | +36% | +$147.7K |
| DM | 2021-08-27 | 2021-08-26 | STE | Tamaro Renato | VP, Corp. Treas | M - OptEx | $0.00 | +1,449 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-26 | S | D | 1,449 | $213.63 | 5,372 | D | — | — | (F2) Price reflects a weighted average sale price for multiple transactions ranging from $213.5553 to $213.7250 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F1) 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025. |
| 2 | Common | Ordinary Shares | 2021-08-26 | M | A | 1,000 | $114.22 | 6,821 | D | — | — | (F1) 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025. |
| 3 | Common | Ordinary Shares | 2021-08-26 | M | A | 300 | $77.07 | 5,821 | D | — | — | (F1) 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025. |
| 4 | Common | Ordinary Shares | 2021-08-26 | M | A | 149 | $69.72 | 5,521 | D | — | — | (F1) 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-08-26 | M | A | 300 | $0.00 | 0 | D | $77.07 · — to 2027-05-30 | 300 Ordinary Shares | (F4) This option is part of an option to purchase 600 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-08-26 | M | A | 1,000 | $0.00 | 436 | D | $114.22 · — to 2028-05-31 | 1,000 Ordinary Shares | (F5) This option is part of an option to purchase 2,872 STERIS ordinary shares, of which 1,718 shares are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,872 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-26 | M | A | 149 | $0.00 | 0 | D | $69.72 · — to 2026-06-01 | 149 Ordinary Shares | (F3) This option is part of an option to purchase 596 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 596 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. |