Form 4 for OKTA Okta, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001209191-21-053651 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-08-27 | 2021-08-25 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | S - Sale | $258.76 | -36.9K | 24.5K | -60% | -$9.55M |
| DMI | 2021-08-27 | 2021-08-25 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | C - Cnv Deriv | $0.00 | +29.4K | 32.1K | +1,087% | $0 |
| D | 2021-08-27 | 2021-08-25 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | G - Gift | $0.00 | -7,542 | 16.9K | -31% | $0 |
| DI | 2021-08-27 | 2021-08-25 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | G - Gift | $0.00 | +7,542 | 7,542 | New | $0 |
| DM | 2021-08-27 | 2021-08-26 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | M - OptEx | $0.00 | 0 | 1,673 | New | $0 |
| D | 2021-08-27 | 2021-08-26 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | G - Gift | $0.00 | -1,673 | 0 | -100% | $0 |
| DI | 2021-08-27 | 2021-08-26 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | G - Gift | $0.00 | +1,673 | 1.34M | +0.1% | $0 |
| DMI | 2021-08-27 | 2021-08-25 | OKTA | Kerrest Jacques Frederic | See Remarks, Dir | C - Cnv Deriv | $0.00 | -29.4K | 1.33M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-25 | S | D | 440 | $261.00 | 0 | I | — | — | |
| 2 | Common | Class A Common Stock | 2021-08-25 | S | D | 4,342 | $254.04 | 27,718 | I By Trust | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.00 to $254.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-08-25 | C | A | 4,842 | $0.00 | 4,842 | I By Trust | — | — | |
| 4 | Common | Class A Common Stock | 2021-08-25 | S | D | 2,152 | $255.00 | 2,690 | I By Trust | — | — | |
| 5 | Common | Class A Common Stock | 2021-08-25 | S | D | 2,690 | $260.13 | 0 | I By Trust | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-08-25 | G | D | 7,542 | $0.00 | 16,917 | D By Trust | — | — | |
| 7 | Common | Class A Common Stock | 2021-08-25 | G | A | 7,542 | $0.00 | 7,542 | I By Trust | — | — | |
| 8 | Common | Class A Common Stock | 2021-08-25 | C | A | 24,518 | $0.00 | 32,060 | I By Trust | — | — | |
| 9 | Common | Class A Common Stock | 2021-08-25 | S | D | 24,078 | $260.26 | 440 | I By Trust | — | — | (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.975 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2021-08-25 | S | D | 3,200 | $255.00 | 24,518 | I By Trust | — | — | |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-26 | M | D | 1,673 | $0.00 | 988,852 | D By Trust | $8.97 · — to 2026-07-29 | 1,673 Class B Common Stock | (F6) The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| 12 | Derivative | Class B Common Stock | 2021-08-26 | M | A | 1,673 | $0.00 | 1,673 | D | — · — to — | 1,673 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 13 | Derivative | Class B Common Stock | 2021-08-26 | G | D | 1,673 | $0.00 | 0 | D | — · — to — | 1,673 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 14 | Derivative | Class B Common Stock | 2021-08-26 | G | A | 1,673 | $0.00 | 1,336,056 | I | — · — to — | 1,673 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 15 | Derivative | Class B Common Stock | 2021-08-25 | C | D | 4,842 | $0.00 | 262,860 | I By Trust | — · — to — | 4,842 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 16 | Derivative | Class B Common Stock | 2021-08-25 | C | D | 24,518 | $0.00 | 1,334,383 | I By Trust | — · — to — | 24,518 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |