Form 4 for RM Regional Management Corp.
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-27 · accession 0001209191-21-054084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-27 | RM | Campos Roel C | Dir | F - Tax | $58.82 | -1,021 | 84.5K | -1% | -$60.1K |
| D | 2021-08-31 | 2021-08-27 | RM | Campos Roel C | Dir | M - OptEx | $15.00 | +4,000 | 85.5K | +5% | +$60.0K |
| D | 2021-08-31 | 2021-08-27 | RM | Campos Roel C | Dir | M - OptEx | $0.00 | -4,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-27 | F | D | 1,021 | $58.82 | 84,523 | D | — | — | (F1) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 27, 2021. (F2) Represents the closing market price of the issuer's common stock at the time of the option exercise on August 27, 2021. |
| 2 | Common | Common Stock | 2021-08-27 | M | A | 4,000 | $15.00 | 85,544 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2021-08-27 | M | D | 4,000 | $0.00 | 0 | D | $15.00 · — to 2022-03-27 | 10,000 Common Stock | (F3) The option became fully vested and exercisable on March 27, 2017. |