Form 4 for IVZ Invesco
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-31 · accession 0001209191-21-054275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-01 | 2021-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | F - Tax | $25.32 | -7,099 | 25.5K | -22% | -$179.7K |
| D | 2021-09-01 | 2021-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | +15.1K | 32.6K | +86% | $0 |
| D | 2021-09-01 | 2021-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | -15.1K | 45.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-08-31 | F | D | 7,099 | $25.32 | 25,473 | D | — | — | |
| 2 | Common | Common Shares | 2021-08-31 | M | A | 15,104 | $0.00 | 32,572 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-31 | M | D | 15,104 | $0.00 | 45,312 | D | $0.00 · — to — | 15,104 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |