Form 4 for IVZ Invesco
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-31 · accession 0001209191-21-054278 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-01 | 2021-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | M - OptEx | $0.00 | +46.1K | 262.0K | +21% | $0 |
| DM | 2021-09-01 | 2021-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | F - Tax | $25.32 | -20.8K | 230.6K | -8% | -$526.7K |
| DM | 2021-09-01 | 2021-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | M - OptEx | $0.00 | -46.1K | 8,298 | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-08-31 | M | A | 14,124 | $0.00 | 244,715 | D | — | — | |
| 2 | Common | Common Shares | 2021-08-31 | F | D | 6,370 | $25.32 | 238,345 | D | — | — | |
| 3 | Common | Common Shares | 2021-08-31 | F | D | 10,688 | $25.32 | 251,354 | D | — | — | |
| 4 | Common | Common Shares | 2021-08-31 | F | D | 3,742 | $25.32 | 230,591 | D | — | — | |
| 5 | Common | Common Shares | 2021-08-31 | M | A | 8,297 | $0.00 | 234,333 | D | — | — | |
| 6 | Common | Common Shares | 2021-08-31 | M | A | 23,697 | $0.00 | 262,042 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-08-31 | M | D | 23,697 | $0.00 | 71,094 | D | $0.00 · — to — | 23,697 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 8 | Derivative | Restricted Stock Units | 2021-08-31 | M | D | 14,124 | $0.00 | 28,248 | D | $0.00 · — to — | 14,124 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 9 | Derivative | Restricted Stock Units | 2021-08-31 | M | D | 8,297 | $0.00 | 8,298 | D | $0.00 · — to — | 8,297 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |