Form 4 for HON Honeywell Technologies
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-30 · accession 0001209191-21-054297 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-01 | 2021-08-30 | HON | Lieblein Grace | Dir | M - OptEx | $70.90 | +3,152 | 10.2K | +45% | +$223.5K |
| D | 2021-09-01 | 2021-08-30 | HON | Lieblein Grace | Dir | F - Tax | $231.22 | -1,818 | 8,348 | -18% | -$420.4K |
| D | 2021-09-01 | 2021-08-30 | HON | Lieblein Grace | Dir | M - OptEx | $0.00 | -3,152 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | M | A | 3,152 | $70.90 | 10,166 | D | — | — | (F2) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| 2 | Common | Common Stock | 2021-08-30 | F | D | 1,818 | $231.22 | 8,348 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-30 | M | D | 3,152 | $0.00 | 0 | D | $70.90 · 2017-04-01 to 2023-04-21 | 3,152 Common Stock | (F2) All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F3) The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2014. |