Form 4 for HOPE HOPE BANCORP INC
Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0001209191-21-054562 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-02 | 2021-09-01 | HOPE | KIM JASON K | SEVP, Western Regional Pres | F - Tax | $13.65 | -554 | 57.5K | -1.0% | -$7,562 |
| D | 2021-09-02 | 2021-09-01 | HOPE | KIM JASON K | SEVP, Western Regional Pres | M - OptEx | $13.65 | +1,600 | 58.0K | +3% | +$21.8K |
| D | 2021-09-02 | 2021-09-01 | HOPE | KIM JASON K | SEVP, Western Regional Pres | M - OptEx | $13.65 | -1,600 | 0 | -100% | -$21.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | F | D | 554 | $13.65 | 57,465 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | M | A | 1,600 | $13.65 | 58,019 | D | — | — | |
| 3 | Derivative | Time-based Restricted Stock Units | 2021-09-01 | M | D | 1,600 | $13.65 | 0 | D | — · — to — | 1,600 Common Stock | (F13) Total 8,000 RSU were granted on September 1, 2016 pursuant to the 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Shares will vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020, and 2021. |