Form 4 for HOPE HOPE BANCORP INC
Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0001209191-21-054571 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-02 | 2021-09-01 | HOPE | Ko Alex | CFO, SEVP | M - OptEx | $13.65 | +1,400 | 22.1K | +7% | +$19.1K |
| D | 2021-09-02 | 2021-09-01 | HOPE | Ko Alex | CFO, SEVP | F - Tax | $13.65 | -485 | 21.7K | -2% | -$6,620 |
| D | 2021-09-02 | 2021-09-01 | HOPE | Ko Alex | CFO, SEVP | M - OptEx | $13.65 | -1,400 | 0 | -100% | -$19.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 1,400 | $13.65 | 22,143 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | F | D | 485 | $13.65 | 21,658 | D | — | — | |
| 3 | Derivative | Time-based Restricted Stock Units | 2021-09-01 | M | D | 1,400 | $13.65 | 0 | D | — · — to — | 1,400 Common Stock | (F13) On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020, and 2021. |