Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-08-31 · accession 0001209191-21-054614 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-08-31 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | S - Sale+OE | $4.65 | -537.0K | 3.94M | -12% | -$2.50M |
| D | 2021-09-03 | 2021-09-02 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | M - OptEx | $2.38 | +850.0K | 4.79M | +22% | +$2.02M |
| D | 2021-09-03 | 2021-09-02 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -850.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | S | D | 537,000 | $4.65 | 3,942,451 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-02 | M | A | 850,000 | $2.38 | 4,792,451 | D | — | — | |
| 3 | Derivative | Warrant to Purchase Common Stock | 2021-09-02 | M | D | 850,000 | $0.00 | 0 | D | $2.38 · 2016-09-06 to 2021-09-06 | 850,000 Common Stock |