Form 4 for HGBL Heritage Global Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001209191-21-054826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-09-03 | 2021-09-01+ | HGBL | SILBER ALLAN C | 10% | S - Sale | $2.15 | -53.5K | 3.20M | -2% | -$115.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | S | D | 28,245 | $2.11 | 3,223,518 | I Anglian Holdings, LLC | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. |
| 2 | Common | Common Stock | 2021-09-02 | S | D | 25,222 | $2.20 | 3,198,296 | I Anglian Holdings, LLC | — | — | (F2) Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. |