Form 4/A for INGN Inogen Inc
Accepted 2021-09-03 00:00:00 ET · period of report 2021-06-01 · accession 0001209191-21-054884 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-09-03 | 2021-06-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $0.00 | +798 | 4,122 | +24% | $0 |
| DA | 2021-09-03 | 2021-06-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | F - Tax | $60.34 | -614 | 3,508 | -15% | -$37.0K |
| DMA | 2021-09-03 | 2021-06-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $0.00 | -798 | 253 | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-01 | M | A | 252 | $0.00 | 3,576 | D | — | — | |
| 2 | Common | Common Stock | 2021-06-01 | F | D | 614 | $60.34 | 3,508 | D | — | — | (F1) The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on June 1, 2021. (F2) Originally filed Form 4 reported 343. (F3) Originally filed Form 4 reported 3,779. |
| 3 | Common | Common Stock | 2021-06-01 | M | A | 546 | $0.00 | 4,122 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2021-06-01 | M | D | 546 | $0.00 | 6,007 | D | — · — to — | 546 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F6) Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month. |
| 5 | Derivative | Restricted Stock Unit | 2021-06-01 | M | D | 252 | $0.00 | 253 | D | — · — to — | 252 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F5) Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date. |