Form 4 for INGN Inogen Inc
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001209191-21-054885 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $0.00 | +799 | 4,307 | +23% | $0 |
| D | 2021-09-03 | 2021-09-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | F - Tax | $60.57 | -616 | 3,691 | -14% | -$37.3K |
| DM | 2021-09-03 | 2021-09-01 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $0.00 | -799 | 5,461 | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 253 | $0.00 | 3,761 | D | — | — | (F1) Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error. |
| 2 | Common | Common Stock | 2021-09-01 | M | A | 546 | $0.00 | 4,307 | D | — | — | (F1) Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error. |
| 3 | Common | Common Stock | 2021-09-01 | F | D | 616 | $60.57 | 3,691 | D | — | — | (F2) The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2021. (F1) Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error. |
| 4 | Derivative | Restricted Stock Unit | 2021-09-01 | M | D | 253 | $0.00 | 0 | D | — · — to — | 253 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F4) Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2021-09-01 | M | D | 546 | $0.00 | 5,461 | D | — · — to — | 546 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F5) Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month. |