Form 4 for TXG 10x Genomics, Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001209191-21-054900 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | TXG | McAnear Justin J. | CFO | M - OptEx | $5.04 | +10.0K | 49.1K | +26% | +$50.4K |
| DM | 2021-09-03 | 2021-09-01 | TXG | McAnear Justin J. | CFO | S - Sale+OE | $177.49 | -10.0K | 39.1K | -20% | -$1.77M |
| D | 2021-09-03 | 2021-09-01 | TXG | McAnear Justin J. | CFO | M - OptEx | $0.00 | -10.0K | 390.2K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-01 | M | A | 10,000 | $5.04 | 49,100 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-01 | S | D | 374 | $174.87 | 48,726 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $174.20 to $175.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Common | Class A Common Stock | 2021-09-01 | S | D | 1,139 | $175.95 | 47,587 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $175.34 to $176.285. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Class A Common Stock | 2021-09-01 | S | D | 2,200 | $177.00 | 45,387 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $176.39 to $177.355. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Class A Common Stock | 2021-09-01 | S | D | 4,747 | $177.87 | 40,640 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $177.41 to $178.36. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2021-09-01 | S | D | 1,540 | $178.80 | 39,100 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $178.41 to $179.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Derivative | Stock Option (right to buy) | 2021-09-01 | M | D | 10,000 | $0.00 | 390,159 | D | $5.04 · — to 2028-11-02 | 10,000 Class A Common Stock | (F7) This option, originally for 600,000 shares, of which 209,841 shares have been exercised, vested as to one-fourth of the shares on October 8, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |