Form 4 for CVLT COMMVAULT SYSTEMS INC
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-03 · accession 0001209191-21-054975 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-07 | 2021-09-03 | CVLT | CAROLAN BRIAN | CFO, VP Fin | M - OptEx | $45.44 | +11.3K | 119.5K | +10% | +$514.6K |
| D | 2021-09-07 | 2021-09-03 | CVLT | CAROLAN BRIAN | CFO, VP Fin | S - Sale+OE | $83.90 | -11.3K | 108.1K | -9% | -$950.2K |
| D | 2021-09-07 | 2021-09-03 | CVLT | CAROLAN BRIAN | CFO, VP Fin | M - OptEx | $45.44 | -11.3K | 22.6K | -33% | -$514.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | M | A | 11,325 | $45.44 | 119,472.71 | D | — | — | (F1) All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. |
| 2 | Common | Common Stock | 2021-09-03 | S | D | 11,325 | $83.90 | 108,147.71 | D | — | — | (F1) All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. |
| 3 | Derivative | Options to Purchase Common Stock | 2021-09-03 | M | D | 11,325 | $45.44 | 22,649 | D | $45.44 · — to 2024-10-14 | 11,325 Common Stock | (F1) All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. (F2) The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. |