Form 4 for LOB Live Oak Bancshares, Inc.

Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-02 · accession 0001209191-21-055027 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-07	2021-09-02	LOB	Smits Steve	Chief Credit Off	S - Sale	$61.19	-25.0K	139.4K	-15%	-$1.53M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Voting Common Stock	2021-09-02	S	D	10,386	$60.48	153,989.98	D	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $60.00 to $60.975. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
2	Common	Voting Common Stock	2021-09-02	S	D	10,855	$61.55	143,134.98	D	—	—	(F2) This transaction was executed in multiple trades at prices ranging from $61.00 to $61.98. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
3	Common	Voting Common Stock	2021-09-02	S	D	3,759	$62.13	139,375.98	D	—	—	(F3) This transaction was executed in multiple trades at prices ranging from $62.00 to $62.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.