Form 4 for RBLX Roblox Corp
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0001209191-21-055555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-10 | 2021-09-08+ | RBLX | Guthrie Michael | CFO | S - Sale+OE | $83.24 | -46.8K | 103.8K | -31% | -$3.90M |
| DM | 2021-09-10 | 2021-09-08+ | RBLX | Guthrie Michael | CFO | M - OptEx | $0.5115 | +46.8K | 125.6K | +59% | +$23.9K |
| DM | 2021-09-10 | 2021-09-08+ | RBLX | Guthrie Michael | CFO | M - OptEx | $0.00 | -46.8K | 1.94M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-10 | S | D | 1,800 | $90.07 | 80,625 | D | — | — | (F6) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2021-09-10 | M | A | 1,800 | $0.05 | 82,425 | D | — | — | (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2021-09-08 | S | D | 420 | $84.06 | 80,625 | D | — | — | (F5) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.95 to $84.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 4 | Common | Class A Common Stock | 2021-09-08 | S | D | 22,718 | $83.39 | 81,045 | D | — | — | (F4) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.95 to $83.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2021-09-08 | S | D | 21,862 | $82.51 | 103,763 | D | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 6 | Common | Class A Common Stock | 2021-09-08 | M | A | 45,000 | $0.53 | 125,625 | D | — | — | (F1) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-08 | M | D | 45,000 | $0.00 | 1,942,390 | D | $0.53 · — to 2028-02-05 | 45,000 Class A Common Stock | (F7) 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-09-10 | M | D | 1,800 | $0.00 | 1,940,590 | D | $0.53 · — to 2028-02-05 | 1,800 Class A Common Stock | (F7) 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |