Form 4 for ENVX Enovix Corp
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0001209191-21-055577 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-10 | 2021-09-08 | ENVX | RODGERS THURMAN J | Dir, 10% | J - Other | $0.00 | -1.83M | 115.0K | -94% | $0 |
| DMI | 2021-09-10 | 2021-09-08 | ENVX | RODGERS THURMAN J | Dir, 10% | J - Other | $0.00 | -1.90M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-08 | J | A | 3,800,000 | $0.00 | 20,926,552 | I Trust | — | — | (F3) The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee. |
| 2 | Common | Common Stock | 2021-09-08 | J | D | 5,635,000 | $0.00 | 115,000 | I LLC | — | — | (F2) The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares. |
| 3 | Derivative | Warrant (Right to Buy) | 2021-09-08 | J | A | 4,100,000 | $0.00 | 4,100,000 | I Trust | $11.50 · — to 2026-07-14 | 4,100,000 Common Stock | (F3) The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee. (F4) Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. |
| 4 | Derivative | Warrant (Right to Buy) | 2021-09-08 | J | D | 6,000,000 | $0.00 | 0 | I LLC | $11.50 · — to 2026-07-14 | 6,000,000 Common Stock | (F2) The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares. (F4) Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. |