Form 4 for LHX L3Harris
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001209191-21-056181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13+ | LHX | Brown William M | Executive COB, Dir | S - Sale+OE | $227.99 | -170.3K | 210.4K | -45% | -$38.83M |
| DM | 2021-09-15 | 2021-09-13+ | LHX | Brown William M | Executive COB, Dir | M - OptEx | $77.54 | +170.3K | 293.8K | +138% | +$13.21M |
| DM | 2021-09-15 | 2021-09-13+ | LHX | Brown William M | Executive COB, Dir | M - OptEx | $0.00 | -170.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 1,532 | $229.06 | 247,196.28 | D | — | — | (F5) Reflects weighted average sale price (prices actually received ranged from $228.59 to $229.55). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 2 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 29,487 | $228.06 | 248,728.28 | D | — | — | (F4) Reflects weighted average sale price (prices actually received ranged from $227.59 to $228.58). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 3 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 6,546 | $227.16 | 278,215.28 | D | — | — | (F3) Reflects weighted average sale price (prices actually received ranged from $226.59 to $227.58). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 4 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 9,015 | $226.07 | 284,761.28 | D | — | — | (F2) Reflects weighted average sale price (prices actually received ranged from $225.59 to $226.56). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 5 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | M | A | 85,162 | $77.54 | 293,776.28 | D | — | — | |
| 6 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 15,147 | $230.26 | 232,049.28 | D | — | — | (F6) Reflects weighted average sale price (prices actually received ranged from $229.65 to $230.64). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 7 | Common | Common Stock, Par Value $1.00 | 2021-09-14 | S | D | 1,825 | $228.83 | 208,614.28 | D | — | — | (F13) Reflects weighted average sale price (prices actually received ranged from $228.71 to $228.98). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 8 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 12,085 | $231.19 | 219,964.28 | D | — | — | (F7) Reflects weighted average sale price (prices actually received ranged from $230.65 to $231.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 9 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 10,750 | $232.21 | 209,214.28 | D | — | — | (F8) Reflects weighted average sale price (prices actually received ranged from $231.66 to $232.65). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 10 | Common | Common Stock, Par Value $1.00 | 2021-09-13 | S | D | 600 | $233.13 | 208,614.28 | D | — | — | (F9) Reflects weighted average sale price (prices actually received ranged from $232.75 to $233.67). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 11 | Common | Common Stock, Par Value $1.00 | 2021-09-14 | M | A | 85,160 | $77.54 | 293,774.28 | D | — | — | |
| 12 | Common | Common Stock, Par Value $1.00 | 2021-09-14 | S | D | 37,649 | $226.36 | 256,125.28 | D | — | — | (F10) Reflects weighted average sale price (prices actually received ranged from $225.64 to $226.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 13 | Common | Common Stock, Par Value $1.00 | 2021-09-14 | S | D | 39,186 | $226.87 | 216,939.28 | D | — | — | (F11) Reflects weighted average sale price (prices actually received ranged from $226.64 to $227.60). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 14 | Common | Common Stock, Par Value $1.00 | 2021-09-14 | S | D | 6,500 | $228.28 | 210,439.28 | D | — | — | (F12) Reflects weighted average sale price (prices actually received ranged from $227.71 to $228.68). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 15 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2021-09-13 | M | D | 85,162 | $0.00 | 85,160 | D | $77.54 · 2018-08-28 to 2025-08-28 | 85,162 Common Stock, Par Value $1.00 | |
| 16 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2021-09-14 | M | D | 85,160 | $0.00 | 0 | D | $77.54 · 2018-08-28 to 2025-08-28 | 85,160 Common Stock, Par Value $1.00 |