Form 4 for TXG 10x Genomics, Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001209191-21-056229 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13 | TXG | CRUTCHFIELD BRADFORD | Chief Commercial Off | S - Sale+OE | $174.49 | -17.0K | 43.3K | -28% | -$2.97M |
| D | 2021-09-15 | 2021-09-13 | TXG | CRUTCHFIELD BRADFORD | Chief Commercial Off | M - OptEx | $1.16 | +17.0K | 60.3K | +39% | +$19.7K |
| D | 2021-09-15 | 2021-09-13 | TXG | CRUTCHFIELD BRADFORD | Chief Commercial Off | M - OptEx | $0.00 | -17.0K | 477.0K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-13 | S | D | 500 | $178.90 | 43,536 | D | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $178.81 to $179.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Class A Common Stock | 2021-09-13 | S | D | 1,000 | $178.24 | 44,036 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $177.79 to $178.785. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Common | Class A Common Stock | 2021-09-13 | S | D | 1,700 | $177.21 | 45,036 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $176.75 to $177.74. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Class A Common Stock | 2021-09-13 | S | D | 3,906 | $176.19 | 46,736 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $175.75 to $176.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Class A Common Stock | 2021-09-13 | S | D | 2,694 | $175.17 | 50,642 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $174.73 to $175.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2021-09-13 | S | D | 2,700 | $174.14 | 53,336 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $173.67 to $174.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Common | Class A Common Stock | 2021-09-13 | S | D | 400 | $172.40 | 56,036 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $172.30 to $172.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 8 | Common | Class A Common Stock | 2021-09-13 | S | D | 300 | $171.20 | 56,436 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $170.88 to $171.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 9 | Common | Class A Common Stock | 2021-09-13 | S | D | 1,300 | $170.30 | 56,736 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $169.865 to $170.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 10 | Common | Class A Common Stock | 2021-09-13 | S | D | 2,300 | $169.06 | 58,036 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $168.75 to $169.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 11 | Common | Class A Common Stock | 2021-09-13 | M | A | 17,000 | $1.16 | 60,336 | D | — | — | |
| 12 | Common | Class A Common Stock | 2021-09-13 | S | D | 100 | $181.24 | 43,436 | D | — | — | |
| 13 | Common | Class A Common Stock | 2021-09-13 | S | D | 100 | $184.32 | 43,336 | D | — | — | |
| 14 | Derivative | Stock Option (right to buy) | 2021-09-13 | M | D | 17,000 | $0.00 | 477,000 | D | $1.16 · — to 2027-02-03 | 17,000 Class A Common Stock | (F12) This option, originally for 800,000 shares, of which 323,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |