Form 4 for ATEX Anterix Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001209191-21-056304 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | S - Sale+OE | $57.25 | -41.7K | 134.5K | -24% | -$2.39M |
| DM | 2021-09-15 | 2021-09-13+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | M - OptEx | $26.59 | +41.7K | 141.6K | +42% | +$1.11M |
| DM | 2021-09-15 | 2021-09-13+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | M - OptEx | $0.00 | -41.7K | 28.3K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | S | D | 2,052 | $58.63 | 131,383 | D | — | — | (F6) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.435 to $58.865. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-09-15 | M | A | 21,010 | $26.59 | 152,393 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-15 | S | D | 8,383 | $55.68 | 144,010 | D | — | — | (F7) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.095 to $56.095. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-09-15 | S | D | 12,356 | $56.31 | 131,654 | D | — | — | (F8) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.10 to $57.01. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-09-14 | S | D | 8,453 | $57.94 | 133,435 | D | — | — | (F5) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.43 to $58.425. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-09-15 | S | D | 271 | $57.36 | 131,383 | D | — | — | (F9) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.18 to $57.46. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-09-14 | M | A | 10,505 | $26.59 | 141,888 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-13 | S | D | 118 | $61.25 | 131,383 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-13 | S | D | 1,792 | $60.44 | 131,501 | D | — | — | (F4) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $60.005 to $60.95. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-09-13 | S | D | 1,192 | $59.23 | 133,293 | D | — | — | (F3) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.88 to $59.64. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2021-09-13 | S | D | 7,120 | $58.30 | 134,485 | D | — | — | (F2) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.86 to $58.83. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2021-09-13 | M | A | 10,222 | $26.59 | 141,605 | D | — | — | |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-09-13 | M | D | 10,222 | $0.00 | 59,778 | D | $26.59 · — to 2025-08-11 | 10,222 Common Stock | (F10) The option shares are fully vested and may be exercised at any time. |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-09-14 | M | D | 10,505 | $0.00 | 49,273 | D | $26.59 · — to 2025-08-11 | 10,505 Common Stock | (F10) The option shares are fully vested and may be exercised at any time. |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-09-15 | M | D | 21,010 | $0.00 | 28,263 | D | $26.59 · — to 2025-08-11 | 21,010 Common Stock | (F10) The option shares are fully vested and may be exercised at any time. |