Form 4 for HLIT HARMONIC INC.
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001209191-21-056437 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-16 | 2021-09-14+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $7.58 | +266.7K | 1.19M | +29% | +$2.02M |
| DM | 2021-09-16 | 2021-09-14+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | S - Sale+OE | $8.91 | -266.7K | 1.02M | -21% | -$2.38M |
| DM | 2021-09-16 | 2021-09-14+ | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $7.58 | -266.7K | 0 | -100% | -$2.02M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-15 | M | A | 96,664 | $7.58 | 1,118,959 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-14 | S | D | 170,003 | $8.95 | 1,022,295 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-14 | M | A | 170,003 | $7.58 | 1,192,298 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-15 | S | D | 96,664 | $8.85 | 1,022,295 | D | — | — | |
| 5 | Derivative | Stock Option/Right to Buy | 2021-09-14 | M | D | 170,003 | $7.58 | 96,664 | D | $7.58 · 2017-02-15 to 2022-03-13 | 170,003 Common Stock | |
| 6 | Derivative | Stock Option/Right to Buy | 2021-09-15 | M | D | 96,664 | $7.58 | 0 | D | $7.58 · 2017-02-15 to 2022-03-13 | 96,664 Common Stock |