InsiderTrades

Form 4 for SLSN SOLESENCE, INC.

Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001209191-21-056457 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-09-16 2021-09-14 SLSN Cureton Kevin COO M - OptEx $0.3 +52.0K 52.0K New +$15.6K
DM 2021-09-16 2021-09-14+ SLSN Cureton Kevin COO S - Sale+OE $2.25 -26.4K 49.2K -35% -$59.2K
D 2021-09-16 2021-09-14 SLSN Cureton Kevin COO M - OptEx $0.3 -52.0K 0 -100% -$15.6K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-14 M A 52,000 $0.3 52,000 D — — (F1) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. Subsequent to exercise, he plans to sell some of the exercised shares reported herein in order to satisfy the costs of exercise and the required income tax withholdings.
2 Common Common Stock 2021-09-15 S D 5,350 $2.30 43,850 D — — (F2) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings.
3 Common Common Stock 2021-09-16 S D 17,000 $2.22 26,850 D — — (F2) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings.
4 Common Common Stock 2021-09-16 S D 1,200 $2.26 25,650 D — — (F2) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings.
5 Common Common Stock 2021-09-14 S D 2,800 $2.30 49,200 D — — (F2) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. The sales reported herein were effected in order to satisfy the costs of exercise and the required income tax withholdings.
6 Derivative Common Stock (right to purchase) 2021-09-14 M D 52,000 $0.3 0 D $0.3 · 2013-11-28 to 2022-11-28 52,000 Common Stock (F3) Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. Subsequent to exercise, he plans to sell some of the shares exercised in order to satisfy the costs of exercise and the required income tax withholdings. (F4) Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.