Form 4 for RBLX Roblox Corp
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001209191-21-056494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-16 | 2021-09-14 | RBLX | Donato Craig | Chief Business Off | S - Sale | $83.73 | -25.0K | 1.44M | -2% | -$2.09M |
| MI | 2021-09-16 | 2021-09-14 | RBLX | Donato Craig | Chief Business Off | S - Sale | $83.62 | -45.0K | 335.4K | -12% | -$3.76M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-14 | S | D | 1,500 | $84.04 | 1,430,050 | D See Footnotes | — | — | (F6) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F9) These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. |
| 2 | Common | Class A Common Stock | 2021-09-14 | S | D | 12,600 | $85.00 | 1,417,450 | D See Footnotes | — | — | (F7) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.07, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F9) These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. |
| 3 | Common | Class A Common Stock | 2021-09-14 | S | D | 11,676 | $82.15 | 353,324 | I | — | — | (F8) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.71 to $82.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-09-14 | S | D | 14,581 | $83.25 | 338,743 | I | — | — | (F10) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.75 to $83.74, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-09-14 | S | D | 15,414 | $85.00 | 320,000 | I | — | — | (F12) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.78 to $85.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-09-14 | S | D | 5,913 | $82.27 | 1,431,550 | D See Footnotes | — | — | (F5) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.74 to $83.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F9) These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. |
| 7 | Common | Class A Common Stock | 2021-09-14 | S | D | 3,329 | $84.01 | 335,414 | I | — | — | (F11) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-09-14 | S | D | 4,987 | $82.17 | 1,437,463 | D See Footnotes | — | — | (F2) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.73 to $82.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan. (F9) These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. |