Form 4 for HGBL Heritage Global Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-08-25 · accession 0001209191-21-056552 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-08-25 | HGBL | Ludwig David Van | Pres of subsidiary, Dir | M - OptEx | $0.45 | +200.0K | 1.02M | +24% | +$90.0K |
| D | 2021-09-17 | 2021-08-25 | HGBL | Ludwig David Van | Pres of subsidiary, Dir | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 200,000 | $0.45 | 1,017,605 | D | — | — | |
| 2 | Derivative | Option to purchase common stock | 2021-08-25 | M | D | 200,000 | $0.00 | 0 | D | $0.45 · — to 2026-12-09 | 200,000 Common Stock | (F1) Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. |