Form 4 for GNE Genie Energy Ltd.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-08-17 · accession 0001209191-21-056589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-09-17 | 2021-08-17 | GNE | JONAS HOWARD S | Dir | G - Gift | $0.00 | -980.6K | 85.5K | -92% | $0 |
| 2021-09-17 | 2021-08-17 | GNE | JONAS HOWARD S | Dir | G - Gift | $0.00 | +980.6K | 1.10M | +820% | $0 | |
| 2021-09-17 | 2021-09-17 | GNE | JONAS HOWARD S | Dir | A - Grant | $0.00 | +80.4K | 1.18M | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2021-08-17 | G | D | 980,601 | $0.00 | 85,489 | I By HSJ 2019 Genie Annuity Trust II | — | — | |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2021-08-17 | G | A | 980,601 | $0.00 | 1,100,156 | D | — | — | |
| 3 | Common | Class B Common Stock, par value $.01 per share | 2021-09-17 | A | A | 80,398 | $0.00 | 1,180,554 | D | — | — | (F2) Represents a grant of shares of the Registrant's Class B common stock pursuant to an exchange of a previously granted membership interest in Genie Retail Energy International, LLC, a subsidiary of the Registrant, for shares of the Registrant's Class B Common Stock. (F3) Consists of 1,060,999, shares held directly, 19,555 shares of fully vested restricted stock and 100,000 shares of unvested restricted stock that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024. |