Form 4 for KOSS KOSS CORP
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001209191-21-056612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | KOSS | Koss Michael J Jr | VP - Marketing, Product | M - OptEx | $2.64 | +24.1K | 41.0K | +142% | +$63.5K |
| D | 2021-09-17 | 2021-09-15 | KOSS | Koss Michael J Jr | VP - Marketing, Product | S - Sale+OE | $17.74 | -24.1K | 26.0K | -48% | -$427.3K |
| DM | 2021-09-17 | 2021-09-15 | KOSS | Koss Michael J Jr | VP - Marketing, Product | M - OptEx | $0.00 | -24.1K | 20.9K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-15 | M | A | 9,089 | $2.17 | 50,089 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-15 | M | A | 15,000 | $2.92 | 41,000 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-15 | S | D | 24,089 | $17.74 | 26,000 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2021-09-15 | M | D | 15,000 | $0.00 | 15,000 | D | $2.92 · — to 2023-07-25 | 15,000 Common Stock | (F1) This option vests in four equal annual installments beginning on July 25, 2019. |
| 5 | Derivative | Stock Option (right to buy) | 2021-09-15 | M | D | 9,089 | $0.00 | 20,911 | D | $2.17 · — to 2024-07-24 | 9,089 Common Stock | (F2) This option vests in four equal annual installments beginning on July 24, 2020. |