Form 4 for SPHR Sphere Entertainment Co.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001209191-21-056640 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | M - OptEx | $0.00 | +31.7K | 40.0K | +384% | $0 |
| D | 2021-09-17 | 2021-09-15 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | F - Tax | $80.51 | -16.9K | 45.0K | -27% | -$1.36M |
| DM | 2021-09-17 | 2021-09-15 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | M - OptEx | $0.00 | -31.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | M | A | 9,499 | $0.00 | 49,488 | D | — | — | (F3) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. |
| 2 | Common | Class A Common Stock | 2021-09-15 | M | A | 12,322 | $0.00 | 61,810 | D | — | — | (F4) Each RSU was granted on August 28, 2018 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on September 15, 2021. |
| 3 | Common | Class A Common Stock | 2021-09-15 | F | D | 16,856 | $80.51 | 44,954 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-09-15 | M | A | 4,107 | $0.00 | 34,188 | D | — | — | (F1) Each restricted stock unit ("RSU") was granted on August 28, 2018 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended (the "MSGN 2010 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. |
| 5 | Common | Class A Common Stock | 2021-09-15 | M | A | 5,801 | $0.00 | 39,989 | D | — | — | (F2) Each RSU was granted on August 29, 2019 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. |
| 6 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 12,322 | $0.00 | 0 | D | — · — to 2021-09-15 | 12,322 Class A Common Stock | (F4) Each RSU was granted on August 28, 2018 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs vested and were settled on September 15, 2021. |
| 7 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 9,499 | $0.00 | 19,000 | D | — · — to 2023-09-15 | 9,499 Class A Common Stock | (F3) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. |
| 8 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 5,801 | $0.00 | 5,802 | D | — · — to 2022-09-15 | 5,801 Class A Common Stock | (F2) Each RSU was granted on August 29, 2019 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. |
| 9 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 4,107 | $0.00 | 0 | D | — · — to 2021-09-15 | 4,107 Class A Common Stock | (F1) Each restricted stock unit ("RSU") was granted on August 28, 2018 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended (the "MSGN 2010 Employee Stock Plan"), and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. |