Form 4 for OKTA Okta, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001209191-21-056680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | OKTA | McKinnon Todd | CEO, Dir | M - OptEx | $0.00 | +9,354 | 5,380 | New | $0 |
| DM | 2021-09-17 | 2021-09-16 | OKTA | McKinnon Todd | CEO, Dir | S - Sale+OE | $252.65 | -4,698 | 3,782 | -55% | -$1.19M |
| DM | 2021-09-17 | 2021-09-15 | OKTA | McKinnon Todd | CEO, Dir | M - OptEx | $0.00 | -9,354 | 26.4K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | M | A | 3,531 | $0.00 | 3,972 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-16 | S | D | 1,327 | $252.65 | 5,097 | D | — | — | (F2) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| 3 | Common | Class A Common Stock | 2021-09-15 | M | A | 2,642 | $0.00 | 6,424 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-09-15 | M | A | 3,181 | $0.00 | 5,380 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-09-16 | S | D | 1,773 | $252.65 | 2,199 | D | — | — | (F2) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| 6 | Common | Class A Common Stock | 2021-09-16 | S | D | 1,598 | $252.65 | 3,782 | D | — | — | (F2) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| 7 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 3,181 | $0.00 | 19,082 | D | — · — to — | 3,181 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F5) 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 8 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 3,531 | $0.00 | 7,063 | D | — · — to — | 3,531 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F4) 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 9 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 2,642 | $0.00 | 26,425 | D | — · — to — | 2,642 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F6) 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |