Form 4 for OKTA Okta, Inc.

Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001209191-21-056685 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-17	2021-09-15	OKTA	St. Ledger Susan	See Remarks	M - OptEx	$0.00	+53.9K	53.9K	New	$0
D	2021-09-17	2021-09-16	OKTA	St. Ledger Susan	See Remarks	S - Sale+OE	$252.65	-26.5K	27.4K	-49%	-$6.69M
D	2021-09-17	2021-09-15	OKTA	St. Ledger Susan	See Remarks	M - OptEx	$0.00	-53.9K	53.9K	-50%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-09-15	M	A	53,912	$0.00	53,912	D	—	—
2	Common	Class A Common Stock	2021-09-16	S	D	26,469	$252.65	27,443	D	—	—	(F2) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.
3	Derivative	Restricted Stock Units	2021-09-15	M	D	53,912	$0.00	53,913	D	— · — to —	53,912 Class A Common Stock	(F3) Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. (F4) 50% of the shares underlying the RSU vested on September 15, 2021 and the remaining shall vest on September 15, 2022, subject to the Reporting Person's continuous employment with the Issuer on each such date.