Form 4 for NTNX Nutanix, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001209191-21-056752 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | NTNX | Wall Tyler | CLO | M - OptEx | $0.00 | +29.9K | 151.8K | +25% | $0 |
| D | 2021-09-17 | 2021-09-16 | NTNX | Wall Tyler | CLO | S - Sale+OE | $41.74 | -15.3K | 143.0K | -10% | -$637.9K |
| DM | 2021-09-17 | 2021-09-15 | NTNX | Wall Tyler | CLO | M - OptEx | $0.00 | -29.9K | 37.5K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | M | A | 18,750 | $0.00 | 147,085 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-16 | S | D | 15,282 | $41.74 | 142,974 | D | — | — | (F1) Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| 3 | Common | Class A Common Stock | 2021-09-15 | M | A | 6,483 | $0.00 | 158,256 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-09-15 | M | A | 4,688 | $0.00 | 151,773 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 6,483 | $0.00 | 77,797 | D | — · — to — | 6,483 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. (F5) The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. |
| 6 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 18,750 | $0.00 | 18,750 | D | — · — to — | 18,750 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. (F3) The RSUs vest as to 25% of the underlying shares on December 15, 2018, with 1/16th of the remaining shares to vest quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. |
| 7 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 4,688 | $0.00 | 37,500 | D | — · — to — | 4,688 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. (F4) The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. |