Form 4/A for UPST Upstart Holdings, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-08-25 · accession 0001209191-21-056797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2021-09-17 | 2021-08-25 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale | $218.80 | -304 | 23.2K | -1% | -$66.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | S | D | 304 | $218.80 | 23,241 | D | — | — | (F2) The original Form 4 filed August 27, 2021 is amended to reflect that 304 shares, not 271 shares, were sold on August 25, 2021. (F4) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU (F3) Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan. |