Form 4 for ATEX Anterix Inc.
Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001209191-21-056954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-20 | 2021-09-16+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | S - Sale+OE | $56.53 | -63.2K | 139.1K | -31% | -$3.57M |
| DM | 2021-09-20 | 2021-09-16+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | M - OptEx | $25.17 | +39.1K | 147.6K | +36% | +$985.1K |
| DM | 2021-09-20 | 2021-09-16+ | ATEX | Schwartz Robert Harris | Pres, CEO, Dir | M - OptEx | $0.00 | -39.1K | 4,089 | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | S | D | 6,598 | $57.63 | 131,383 | D | — | — | (F5) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.49 to $57.91. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 7,514 | $57.23 | 137,981 | D | — | — | (F4) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.485 to $57.485. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-09-16 | S | D | 3,415 | $55.90 | 145,495 | D | — | — | (F3) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.44 to $56.41. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-09-16 | S | D | 5,395 | $54.88 | 148,910 | D | — | — | (F2) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.43 to $54.42. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-09-16 | M | A | 9,699 | $24.45 | 154,305 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-16 | M | A | 13,223 | $26.59 | 144,606 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-17 | M | A | 16,212 | $24.45 | 147,595 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-20 | S | D | 1,995 | $57.31 | 107,329 | D | — | — | (F12) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.08 to $57.79. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2021-09-20 | S | D | 5,727 | $56.59 | 109,324 | D | — | — | (F11) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.05 to $57.02. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-09-20 | S | D | 3,790 | $55.25 | 115,051 | D | — | — | (F10) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.00 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2021-09-17 | S | D | 361 | $58.17 | 118,841 | D | — | — | (F9) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $58.10 to $58.255. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2021-09-17 | S | D | 13,391 | $57.38 | 119,202 | D | — | — | (F8) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $57.06 to $58.04. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2021-09-17 | S | D | 6,472 | $56.47 | 132,593 | D | — | — | (F7) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $56.02 to $57.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock | 2021-09-17 | S | D | 8,530 | $55.35 | 139,065 | D | — | — | (F6) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.01 to $56.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 13,223 | $0.00 | 15,040 | D | $26.59 · — to 2025-08-11 | 13,223 Common Stock | (F13) The option shares are fully vested and may be exercised at any time. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 9,699 | $0.00 | 20,301 | D | $24.45 · — to 2026-02-23 | 9,699 Common Stock | (F13) The option shares are fully vested and may be exercised at any time. |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 16,212 | $0.00 | 4,089 | D | $24.45 · — to 2026-02-23 | 16,212 Common Stock | (F13) The option shares are fully vested and may be exercised at any time. |