Form 4 for HSTM HEALTHSTREAM INC
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-20 · accession 0001209191-21-057000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-21 | 2021-09-20 | HSTM | Roberts Scott Alexander | CFO, SVP | M - OptEx | $0.00 | +700 | 7,757 | +10% | $0 |
| D | 2021-09-21 | 2021-09-20 | HSTM | Roberts Scott Alexander | CFO, SVP | F - Tax | $29.28 | -171 | 7,586 | -2% | -$5,007 |
| D | 2021-09-21 | 2021-09-20 | HSTM | Roberts Scott Alexander | CFO, SVP | M - OptEx | $0.00 | -700 | 2,275 | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-20 | M | A | 700 | $0.00 | 7,757 | D | — | — | (F1) Shares acquired on vesting of restricted share units. |
| 2 | Common | Common Stock | 2021-09-20 | F | D | 171 | $29.28 | 7,586 | D | — | — | (F2) Shares withheld for payment of tax liability. |
| 3 | Derivative | Restricted Share Units | 2021-09-20 | M | D | 700 | $0.00 | 2,275 | D | $0.00 · — to — | 700 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F4) The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023. (F5) Not applicable. |