Form 4 for MC Moelis & Co

Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001209191-21-057154 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-21	2021-09-17	MC	Richardson Yolonda C	Dir	A - Grant	—	+26.02	1,453	+2%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	2021 Annual Restricted Stock Units	2021-09-17	A	A	12.07	—	1,257.07	D	—	—	(F1) Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. (F3) 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
2	Common	2020 Annual Restricted Stock Units	2021-09-17	A	A	13.95	—	1,452.85	D	—	—	(F1) Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. (F2) 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.