Form 4 for BROS Dutch Bros Inc.
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001209191-21-057200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-21 | 2021-09-17 | BROS | Graham John Patrick | CMO | M - OptEx | — | +436.9K | 436.9K | New | — |
| D | 2021-09-21 | 2021-09-17 | BROS | Graham John Patrick | CMO | F - Tax | $23.00 | -201.0K | 235.9K | -46% | -$4.62M |
| D | 2021-09-21 | 2021-09-17 | BROS | Graham John Patrick | CMO | A - Grant | $0.00 | +873.9K | 873.9K | New | $0 |
| D | 2021-09-21 | 2021-09-17 | BROS | Graham John Patrick | CMO | M - OptEx | $0.00 | -436.9K | 436.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-17 | M | A | 436,928 | — | 436,928 | D | — | — | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. |
| 2 | Common | Class A Common Stock | 2021-09-17 | F | D | 200,987 | $23.00 | 235,941 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-17 | A | A | 873,857 | $0.00 | 873,857 | D | — · — to — | 873,857 Class A Common | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F2) The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. |
| 4 | Derivative | Restricted Stock Units | 2021-09-17 | M | D | 436,928 | $0.00 | 436,929 | D | — · — to — | 436,928 Class A Common | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F2) The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. |