Form 4 for ZVIA Zevia PBC
Accepted 2021-09-22 00:00:00 ET · period of report 2021-07-26 · accession 0001209191-21-057228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-22 | 2021-07-26 | ZVIA | NORTHWOOD VENTURES LLC | 10% | J - Other | — | -408.3K | 4.54M | -8% | — |
| DM | 2021-09-22 | 2021-07-26 | ZVIA | NORTHWOOD VENTURES LLC | 10% | J - Other | — | -408.3K | 802.0K | -34% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-07-26 | J | D | 61,250 | — | 801,982 | D | — | — | (F1) This Form 4 is filed jointly by Northwood Ventures LLC ("Ventures") and Northwood Capital Partners LLC ("CP"). Ventures and CP may be deemed to be members of a "group". (F4) Information for CP. (F3) Represents Class B Units of Zevia LLC and a corresponding number of shares of Class B Common Stock of the Issuer transferred by the respective Reporting Person to the Issuer in connection with the closing of the Issuer's initial public offering ("IPO") at a price of $13.055 (the per-share price paid by the underwriters for shares of the Class A Common Stock in the IPO). |
| 2 | Common | Class B Common Stock | 2021-07-26 | J | D | 347,082 | — | 4,544,570 | D | — | — | (F1) This Form 4 is filed jointly by Northwood Ventures LLC ("Ventures") and Northwood Capital Partners LLC ("CP"). Ventures and CP may be deemed to be members of a "group". (F2) Information for Ventures. (F3) Represents Class B Units of Zevia LLC and a corresponding number of shares of Class B Common Stock of the Issuer transferred by the respective Reporting Person to the Issuer in connection with the closing of the Issuer's initial public offering ("IPO") at a price of $13.055 (the per-share price paid by the underwriters for shares of the Class A Common Stock in the IPO). |
| 3 | Derivative | Class B Units | 2021-07-26 | J | D | 347,082 | — | 4,544,570 | D | — · — to — | 347,082 Class A Common Stock | (F2) Information for Ventures. (F5) The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer, or, at the Issuer's election, cash. Upon exchange of a Class B Unit (or redemption for cash), the corresponding share of Class B Common Stock will be automatically cancelled. |
| 4 | Derivative | Class B Units | 2021-07-26 | J | D | 61,250 | — | 801,982 | D | — · — to — | 61,250 Class A Common Stock | (F4) Information for CP. (F5) The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer, or, at the Issuer's election, cash. Upon exchange of a Class B Unit (or redemption for cash), the corresponding share of Class B Common Stock will be automatically cancelled. |