Form 4 for ENS EnerSys
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-24 · accession 0001209191-21-057932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-28 | 2021-09-24 | ENS | TUFANO PAUL J | Dir | A - Grant | $0.00 | +70.79 | 30.7K | +0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | A | A | 0.08 | $0.00 | 30,652.42 | D | — | — | (F6) These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 14, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. |
| 2 | Common | Common Stock | 2021-09-24 | A | A | 0.06 | $0.00 | 30,652.34 | D | — | — | (F5) These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 12, 2021. These RSUs are vested and payable concurrent with the underlying RSUs. |
| 3 | Common | Common Stock | 2021-09-24 | A | A | 0.07 | $0.00 | 30,652.27 | D | — | — | (F4) These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 13, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. |
| 4 | Common | Common Stock | 2021-09-24 | A | A | 0.04 | $0.00 | 30,652.21 | D | — | — | (F3) These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs. |
| 5 | Common | Common Stock | 2021-09-24 | A | A | 49.35 | $0.00 | 30,630.98 | D | — | — | (F1) These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 24, 2021 to stockholders of record as of September 10, 2021 (the "Dividend"), with respect to 20,685 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs. |
| 6 | Common | Common Stock | 2021-09-24 | A | A | 21.19 | $0.00 | 30,652.16 | D | — | — | (F2) These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs. |