Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2021-09-29 00:00:00 ET · period of report 2021-09-28 · accession 0001209191-21-058079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-29 | 2021-09-28 | HLIO | Arduini Matteo | Off | M - OptEx | $39.75 | +437 | 1,962 | +29% | +$17.4K |
| DM | 2021-09-29 | 2021-09-28 | HLIO | Arduini Matteo | Off | S - Sale+OE | $87.97 | -1,962 | 0 | -100% | -$172.6K |
| D | 2021-09-29 | 2021-09-28 | HLIO | Arduini Matteo | Off | M - OptEx | $0.00 | -437 | 874 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-28 | M | A | 437 | $39.75 | 1,962 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-28 | S | D | 437 | $87.91 | 1,525 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $87.74 to $88.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| 3 | Common | Common Stock | 2021-09-28 | S | D | 1,525 | $87.99 | 0 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $87.63 to $88.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| 4 | Derivative | Non-qualified Stock Options (right to buy) | 2021-09-28 | M | D | 437 | $0.00 | 874 | D | $39.75 · — to 2030-02-28 | 437 Common Stock | (F3) 33-1/3% of the options vest and became exercisable on each of the first three anniversaries of the grant date. |