Form 4 for TFIN Triumph Financial, Inc.

Accepted 2021-09-30 00:00:00 ET · period of report 2021-09-28 · accession 0001209191-21-058171 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2021-09-30	2021-09-28+	TFIN	Sparks C Todd	Dir	S - Sale	$93.54	-50.0K	131.7K	-28%	-$4.68M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-29	S	D	9,611	$92.09	122,119	I By SBS Equity, LLC	—	—	(F1) Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. (F2) Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
2	Common	Common Stock	2021-09-28	S	D	15,389	$92.10	156,730	I By SBS Equity, LLC	—	—	(F1) Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. (F2) Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
3	Common	Common Stock	2021-09-29	S	D	25,000	$94.99	131,730	I By SBS Equity, LLC	—	—	(F1) Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. (F2) Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.