Form 4 for PLD Prologis
Accepted 2021-10-04 00:00:00 ET · period of report 2021-08-30 · accession 0001209191-21-058791 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-10-04 | 2021-08-30 | PLD | LYONS IRVING F III | Dir | G - Gift | $0.00 | 0 | 66.8K | New | $0 |
| DI | 2021-10-04 | 2021-08-30 | PLD | LYONS IRVING F III | Dir | S - Sale | $133.53 | -24.0K | 0 | -100% | -$3.20M |
| DM | 2021-10-04 | 2021-09-30 | PLD | LYONS IRVING F III | Dir | A - Grant | $0.00 | +155.55 | 21.7K | +0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | G | A | 24,000 | $0.00 | 24,000 | I Charitable Remainder Trust | — | — | |
| 2 | Common | Common Stock | 2021-08-30 | S | D | 24,000 | $133.53 | 0 | I Charitable Remainder Trust | — | — | |
| 3 | Common | Common Stock | 2021-08-30 | G | D | 24,000 | $0.00 | 66,816 | I The Lyons Family Trust (CP) | — | — | |
| 4 | Derivative | Dividend Equivalent Units | 2021-09-30 | A | A | 47.17 | $0.00 | 9,439.36 | D | $0.00 · — to — | 47.17 Common Stock | (F2) Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011. DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs vest upon issuance and the receipt of such DEUs is deferred, as are the underlying DSUs, during the period the reporting person serves as a director. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs. |
| 5 | Derivative | Dividend Equivalent Units - NQDC | 2021-09-30 | A | A | 108.38 | $0.00 | 21,686.02 | D | $0.00 · — to — | 108.38 Common Stock | (F3) Represents DEUs earned on DSUs associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs. |