Form 4 for HZO MARINEMAX INC
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001209191-21-059058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-09-30 | HZO | McGill W Brett | CEO, Pres, Dir | M - OptEx | $0.00 | +61.3K | 51.7K | New | $0 |
| DM | 2021-10-04 | 2021-09-30 | HZO | McGill W Brett | CEO, Pres, Dir | F - Tax | $48.52 | -24.1K | 59.1K | -29% | -$1.17M |
| DM | 2021-10-04 | 2021-09-30 | HZO | McGill W Brett | CEO, Pres, Dir | M - OptEx | $0.00 | -61.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | M | A | 38,203 | $0.00 | 97,276 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-30 | F | D | 15,033 | $48.52 | 82,243 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-30 | M | A | 10,460 | $0.00 | 59,538 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-30 | F | D | 4,117 | $48.52 | 55,421 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-30 | F | D | 2,618 | $48.52 | 49,078 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-30 | F | D | 2,371 | $48.52 | 59,073 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-30 | M | A | 6,023 | $0.00 | 61,444 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-30 | M | A | 6,652 | $0.00 | 51,696 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 6,023 | $0.00 | 12,048 | D | — · — to — | 6,023 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F4) The restricted stock units vest in three annual installments beginning on September 30, 2021. |
| 10 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 6,652 | $0.00 | 0 | D | — · — to — | 6,652 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F2) The restricted stock units vest in three annual installments beginning on September 30, 2019. |
| 11 | Derivative | Restricted Stock Units | 2021-09-30 | M | D | 10,460 | $0.00 | 10,463 | D | — · — to — | 10,460 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F3) The restricted stock units vest in three annual installments beginning on September 30, 2020. |
| 12 | Derivative | Performance Based Restricted Stock Units | 2021-09-30 | M | D | 38,203 | $0.00 | 0 | D | — · — to — | 38,203 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F5) The performance-based restricted stock units vested on September 30, 2021. These units were awarded based on performance criteria established on November 29, 2018 and tied to inventory management and operations during fiscal 2019. |