Form 4 for THC TENET HEALTHCARE CORP
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001209191-21-059068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-09-30 | THC | Rittenmeyer Ronald A | Executive COB, Dir | M - OptEx | — | +56.4K | 799.7K | +8% | — |
| DM | 2021-10-04 | 2021-09-30 | THC | Rittenmeyer Ronald A | Executive COB, Dir | F - Tax | $66.44 | -22.2K | 776.0K | -3% | -$1.47M |
| DM | 2021-10-04 | 2021-09-30 | THC | Rittenmeyer Ronald A | Executive COB, Dir | M - OptEx | $0.00 | -56.4K | 163.5K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | M | A | 32,701 | — | 788,895 | D | — | — | (F1) As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The sixth vesting date occurred on September 30, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 163,507 restricted stock units are shown in Table II. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-09-30 | F | D | 9,308 | $66.44 | 790,371 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 3 | Common | Common Stock | 2021-09-30 | F | D | 12,868 | $66.44 | 776,027 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 4 | Common | Common Stock | 2021-09-30 | M | A | 23,652 | — | 799,679 | D | — | — | (F4) As previously reported, on February 24, 2021, the reporting person received a grant of 189,215 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on September 30, 2021, resulting in the vesting and settlement of 23,652 shares of common stock, as shown in Table I. The remaining 118,260 restricted stock units are shown in Table II. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Derivative | 2021 February Restricted Stock Units | 2021-09-30 | M | D | 23,652 | $0.00 | 118,260 | D | — · — to — | 23,652 Common Stock | (F4) As previously reported, on February 24, 2021, the reporting person received a grant of 189,215 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on September 30, 2021, resulting in the vesting and settlement of 23,652 shares of common stock, as shown in Table I. The remaining 118,260 restricted stock units are shown in Table II. |
| 6 | Derivative | 2020 February Restricted Stock Units | 2021-09-30 | M | D | 32,701 | $0.00 | 163,507 | D | — · — to — | 32,701 Common Stock | (F1) As previously reported, on February 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. The sixth vesting date occurred on September 30, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in Table I. The remaining 163,507 restricted stock units are shown in Table II. |