Form 4 for QS QuantumScape Corp

Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001209191-21-059152 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-10-04	2021-09-30	QS	MIRRO JUSTIN E	Dir	X - OptEx	$11.50	+379.4K	1.54M	+33%	+$4.36M
DI	2021-10-04	2021-09-30	QS	MIRRO JUSTIN E	Dir	S - Sale+OE	$23.40	-186.4K	1.35M	-12%	-$4.36M
DI	2021-10-04	2021-09-30	QS	MIRRO JUSTIN E	Dir	X - OptEx	—	-379.4K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-09-30	X	A	379,357	$11.50	1,540,493	I By Kensington Capital Partners, LLC	—	—	(F1) Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner.
2	Common	Class A Common Stock	2021-09-30	S	D	186,437	$23.40	1,354,056	I By Kensington Capital Partners, LLC	—	—	(F1) Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner.
3	Derivative	Warrant (right to buy)	2021-09-30	X	D	379,357	—	0	I by Kensington Capital Partners, LLC	$11.50 · — to —	379,357 Class A Common Stock	(F6) These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020. (F5) As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.