Form 4 for NTGR NETGEAR, INC.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001209191-21-059170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-10-01+ | NTGR | LO PATRICK CS | CEO | M - OptEx | $20.00 | +7,149 | 108.0K | +7% | +$143.0K |
| DM | 2021-10-04 | 2021-10-01+ | NTGR | LO PATRICK CS | CEO | S - Sale+OE | $32.68 | -7,149 | 107.2K | -6% | -$233.6K |
| DM | 2021-10-04 | 2021-10-01+ | NTGR | LO PATRICK CS | CEO | M - OptEx | $0.00 | -7,149 | 23.3K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 1,121 | $19.32 | 108,348 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-04 | M | A | 1,303 | $19.32 | 108,530 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-01 | M | A | 602 | $23.48 | 107,829 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-01 | S | D | 602 | $32.67 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-10-01 | M | A | 2,242 | $18.58 | 109,469 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-01 | S | D | 2,242 | $32.67 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-10-04 | S | D | 1,303 | $32.68 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2021-10-01 | S | D | 1,121 | $32.67 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2021-10-04 | M | A | 1,100 | $23.48 | 108,327 | D | — | — | |
| 10 | Common | Common Stock | 2021-10-04 | S | D | 1,100 | $32.68 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2021-10-04 | M | A | 781 | $18.58 | 108,008 | D | — | — | |
| 12 | Common | Common Stock | 2021-10-04 | S | D | 781 | $32.69 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-01 | M | D | 1,121 | $0.00 | 24,378 | D | $19.32 · — to 2024-06-03 | 1,121 Common Stock | (F9) 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-04 | M | D | 1,303 | $0.00 | 23,075 | D | $19.32 · — to 2024-06-03 | 1,303 Common Stock | (F9) 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-04 | M | D | 781 | $0.00 | 22,476 | D | $18.58 · — to 2025-06-02 | 781 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| 16 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-01 | M | D | 602 | $0.00 | 28,722 | D | $23.48 · — to 2026-03-24 | 602 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| 17 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-04 | M | D | 1,100 | $0.00 | 27,622 | D | $23.48 · — to 2026-03-24 | 1,100 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| 18 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-01 | M | D | 2,242 | $0.00 | 23,257 | D | $18.58 · — to 2025-06-02 | 2,242 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |